Matthew Przybylski, CFE

Matt Przybylski is a Bates Compliance Managing Consultant with more than a decade of financial industry experience. Based in the Twin Cities area of Minnesota, Matt most recently served as the Compliance Officer for FinTech startup The Tifin Group LLC, a holding company for multiple underlying AI-based divisions that range from Registered Investment Advisors (RIAs), Marketing and Advertising Firms, Investment Planners, and a full tech stack of various data management platforms.

Before joining The Tifin Group and Bates, Matt served as Director of Compliance for a national RIA consulting firm, assisting more than 750 clients with initial registration, building compliance programs, regulatory obligations, annual reviews and training (Rule 206[4]-7), advertising review, document creation (for example, ADV, CRS, and U4), policies and procedures, mock examinations, and the SEC and State audits. He was also a state securities regulator for the State of Minnesota. Prior to his role as a regulator, Matt worked as a back-office professional at a large financial services company based in Minneapolis. He has also been a speaker at numerous conferences and symposiums on various topics ranging from ethics, regulatory affairs, registration, audits and examinations, and due diligence. He holds the Certified Fraud Examiner (CFE) designation.