Armin Sarabi Quoted in InvestorCOM Article: Navigating the Fiduciary Rule in 2025

Regulatory changes continue to challenge wealth management firms, making it more critical than ever to stay ahead of evolving fiduciary responsibilities. A recent article from InvestorCOM examines the complexities of the fiduciary rule and its impact on rollover recommendations—offering actionable insights to help firms enhance compliance and mitigate risk.

We’re proud to share that Bates Group Managing Director Armin Sarabi contributed his expertise to this important discussion. His insights help provide a strategic roadmap for firms navigating regulatory uncertainty in 2025.

Read the Full Article on InvestorCOM.com

Key takeaways from the article include:

• Understanding the latest fiduciary rule developments
• Best practices for compliance with rollover recommendations
• How technology can help firms stay proactive

We’re grateful to InvestorCOM for making this piece possible. If you have questions or want to discuss how these insights apply to your firm, feel free to reach out to Armin or the Bates Compliance team.