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Benjamin R. Pappas

Benjamin R. Pappas

Chief Executive Officer

Benjamin Pappas is the Chief Executive Officer of Bates Group in Portland, Oregon, where he uses his strategic planning and finance background to set direction and financial policy while also being an active participant in, and driver of, the company’s overall strategy. Mr. Pappas previously served as Bates' President and was appointed as such in 2019.

Prior to joining Bates Group, Mr. Pappas was Senior Vice President and Chief Operating Officer of D.A. Davidson Companies’ Equity Capital Markets business, where he was responsible for the implementation of strategic growth initiatives and the development of an annual financial budgeting and forecasting process. Mr. Pappas has also previously worked as an equity research analyst and strategic planning analyst focused on the technology industry, after beginning his career as a financial advisor at Merrill Lynch.

Benjamin is a consultant and subject matter expert in these Practice Areas and Services:

Credentials

Experience

Bates Group LLCChief Executive Officer, April 2023 - present
President, 2019 - 2023
Chief Operating Officer, 2016 - 2019
 
D.A. Davidson & Co.SVP & Chief Operating Officer, Equity Capital Markets (ECM), 2010 - 2016
Board of Directors, Advisory Member, 2013 - 2016
Institutional Equity Research, Technology Team 2007 - 2010
 
Lattice Semiconductor, Strategic Planning Analyst, 2005 - 2007
 
Merrill Lynch, Financial Advisor, 2004 - 2005 

Education

MIT Sloan School of Management - AI Implications for Business Strategy; 2023

University of Oregon, Lundquist College of Business - Executive MBA; 2014-2016

University of Pennsylvania, Wharton School of Business - Securities Industry Institute; 2013-2015

Linfield College - Bachelor of Science (BS): Economics, Mathematics, Chemistry; 2000-2004 

Professional Qualifications

Generative AI Fundamentals, Prompt Engineering, and Foundational Models & Platforms Certification (issued by IBM in 2024)

Certified Financial Manager (CFM)

Credit Union National Association (CUNA) Credit Union Exams V01, V02, V03

Audit Committee – Unitus Community Credit Union

FINRA license series 7, 66, 86, 87, 24 (inactive)