Practice Overview
In the face of increasing regulatory investigations and actions, as well as resource constraints, financial services companies are looking to independent consultants for assistance. Bates Group's Anti-Money Laundering (AML) and Financial Crimes Prevention practice offers a valuable combination of both industry and technical expertise, providing the highest possible value to our legal and financial industry clients facing internal investigations, regulatory inquiries and/or complex litigation.
Our consultants and experts bring many years of experience to the table, having practiced at Big Four firms, regulatory agencies, or as part of internal corporate departments prior to joining Bates. Our teams are credentialed across many specialties and include Certified Public Accountants, Chartered Financial Analysts, Certified Fraud Examiners, Certified Insolvency and Reorganization Advisors, Accredited in Business Valuation, and Certified Valuation Analysts.
Practice Leadership
Chief Growth Officer and Senior Managing Director, Fintech & Banking Compliance
Services
We help clients who have regulatory pain or change by providing them with expert insight and support.
Bates delivers cost effective solutions to help mitigate potential risk and regulatory exposure.
We understand the potential risk of a system gap or security breach and use our expertise and advanced technology to mitigate risk to you and your company.