01-24-22
Highlights from SIFMA’s “One-on-One” with FINRA CEO Robert Cook: Previewing the Regulator’s 2022 Priorities
In a SIFMA “One-on-One” virtual event sponsored by Bates Group, FINRA CEO Robert Cook sat down with SIFMA President Ken Bentson to discuss FINRA priorities for 2022. The conversation offered a first glimpse at the issues to be covered in the self-regulatory organization’s Annual Exam and Risk Monitoring Report, due out in the next few weeks.