Bates News, Events | 08-14-19
Jill Ehret to Speak on Reg BI Panel August 14, 2019 in Los Angeles
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Bates Group’s Compliance Director Jill Ehret will be speaking at the 2nd Annual FI Summit on Wednesday, August 14th at the LA Galaxy Stadium. Bates is a proud co-sponsor of this year's event.
Along with her fellow panelists, Jill will be discussing the groundbreaking Regulation Best Interest Rule and its anticipated impact upon broker-dealers, registered representatives, registered investment advisers, and investment adviser representatives. CE and CLE credits will be available for the 3-panel program. A cocktail reception will immediately follow the summit.
Attendance is Free - Click Here to Register
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