Bates News | 03-16-20
UPDATE: NSCP Regulatory Interchange with the SEC, DOL & FINRA: July 24, 2020 in Denver, CO.
UPDATE: The NSCP Regulatory Interchange with the SEC, DOL & FINRA has been moved to July 24, 2020 in Denver, CO. Bates Compliance Managing Director Linda Shirkey will be facilitating a discussion at this half-day conference for Investment Advisors, Private Fund and Broker-Dealer Industry Professionals.