Events | 09-23-24
Bates Group at the SIFMA C&L Charlotte Regional
Bates Group Director & Expert Joe Thomas is at the SIFMA C&L 2024 Regional Seminar in Charlotte, NC.
Join the conversation on current topics like:
- Key regulatory developments and enforcement implications
- Bank regulatory and supervisory issues
- Best practices for supervision/monitoring/testing programs
- What's new in litigation and arbitration
- AI risks and opportunities
Joe will be on hand to share ideas on the increasingly complex and changing regulatory and compliance arenas, and how Bates can assist your firm with Securities Litigation and Arbitration, Expert Witness Testimony and Consulting, Damages, Regulatory Investigations, Compliance, and more.
In-person program attendees will be eligible for CLE credits in North Carolina, South Carolina, and New York.