Events | 09-19-24
Meet Bates Group Compliance Leaders at the 2024 NSCP National Conference
Join Bates Group at the 2024 NSCP National Conference, October 27-30 at the Omni Hotel in Dallas, TX. We are a proud sponsor of this year's event.
Featured Speakers
Managing Director Hank Sanchez (L) will be leading panel 1c: BD Lab - Best Practices for Testing, Supervision, and Surveillance (Monday Oct. 28, 10:15-11:15 a.m.), and Senior Consultant Matt Przybylski, CFE (R) is speaking on panel 7e: BD/IA - Effective Supervisory Programs for Larger Firms (Tuesday Oct. 29, 2:10-3:25 p.m.).
Meet them and other Bates Group compliance leaders at the conference to discuss BD-RIA annual support and compliance solutions for your firm. Connect and focus on the practical solutions to empower yourself and your compliance program.
Contact us today to schedule a meeting before or during the conference.
About Bates Group
Bates Group is a financial services consulting firm that provides expert advice and guidance to our partners in compliance, litigation, and regulatory matters. Our subject matter experts are highly regarded in their respective fields.
For over 40 years, Bates’ exposure to industry challenges, litigation matters, and enforcement actions has given us unique insight into matters that allow us to benefit all our partners.