Events | 10-27-24
Meet Bates Group Compliance Leaders at the 2024 NSCP National Conference
Managing Director Hank Sanchez (L) will be leading panel 1c: BD Lab - Best Practices for Testing, Supervision, and Surveillance (Monday Oct. 28, 10:15-11:15 a.m.), and Senior Consultant Matt Przybylski, CFE (R) is speaking on panel 7e: BD/IA - Effective Supervisory Programs for Larger Firms (Tuesday Oct. 29, 2:10-3:25 p.m.).
Meet them and other Bates Group compliance leaders at the conference to discuss BD-RIA annual support and compliance solutions for your firm. Connect and focus on the practical solutions to empower yourself and your compliance program.