Event Date: 04-01-25
Live Webinar April 1st on Navigating Reg BI Enforcement
Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.
Event Date: 04-01-25
Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.
03-27-25
Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.
03-20-25
Join us for a timely and insightful live webinar exploring the shifting regulatory and legal landscape for fintech, financial services, and consumer protection under the new Trump administration.
03-19-25
Connect with Jason Fitch at the 2025 DC Blockchain Summit on March 26 in Washington, D.C. to learn more about Bates Group's consulting services, audits and reviews, training, and other compliance support for blockchain and digital asset businesses.
03-06-25
Bates Group is a proud sponsor of the 2025 SIFMA C&L Annual Seminar, March 23-26, 2025 in Austin, Texas.
03-05-25
Join Bates Group at the 2025 IAA Investment Adviser Compliance Conference, March 5-7, 2025 in Washington, D.C. to learn about practical insights and best practices that can help you maintain a successful compliance program.
02-24-25
We’re excited to share that Brandi Reynolds will be speaking at Mastercard’s Global Fintech Week Event February 24, 2025
02-20-25
Connect with Bates Group in San Juan, Puerto Rico for the 21st Annual Puerto Rican Symposium of AML.
02-11-25
Connect with Bates Group at the 2025 NMLS Annual Conference & Training in Atlanta from February 11-14
02-04-25
Bates Group sponsors "One Great Night," February 4, 2025, hosted by SWIFS and FSDA. Join us for industry insights, networking, and a wine auction supporting Pace Center for Girls.
01-30-25
Join Bates Group and Steptoe for an exciting live CLE program regarding emerging trends and key points of interest for crypto businesses and investors.
01-14-25
Bates Group is proud to join the panel for this critical discussion on 2024 sanctions trends and what’s ahead under the incoming Trump administration. Gain actionable insights for your 2025 sanctions compliance strategy.
12-11-24
Join Bates Group and sponsor McCarthy Hatch for a live program on CFPB data collection.
11-19-24
Bates Group is a proud partner of the 2024 Crosstech World Conference, November 19-21 in Hollywood, Florida.
11-13-24
Join us for a virtual program with Castellum.AI about the importance of compliance when banks engage with fintech partners
10-28-24
Bates Group Strategic Advisor Connie Fenchel, CAMS is at the INFiN Money Trends 2024 Conference, October 28-30 in Tampa.
10-27-24
Meet Bates Fintech and Compliance leaders at the Money20/20 USA conference October 27-30, 2024 in Las Vegas