News & Events – Events

Upcoming events

Event Date: 04-01-25

Live Webinar April 1st on Navigating Reg BI Enforcement

Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.

10-16-23

Bates is a Proud Sponsor of the 2023 NSCP National Conference

Join Bates at the NSCP National Conference, October 16-18, 2023 in Dallas, TX. We are a proud sponsor of this year's event.

10-02-23

Join Bates Group at ACAMS 2023 - The Assembly Las Vegas

Join Bates Group at ACAMS 2023 - The Assembly Las Vegas, October 2-4 at the ARIA Resort & Casino.

09-26-23

Rob Ayers to Speak at IPR Global 2023 Payments and Remittance Conference September 26-27 in London

Bates Group Money Services Business (MSB) and money transmitter expert Rob Ayers will be representing Bates in London at the 2023 Innovation in Payments and Remittance (IPR) Global Conference, taking place live at Convene in London, UK, as well as on a dedicated online events platform, from 26-27 September 2023.

09-19-23

SIFMA 2023 Women’s Leadership Forum

Meet Bates Group Leaders and Experts David Birnbaum and Ira Hammerman at SIFMA’s 2023 Women’s Leadership Forum in NYC. Tuesday, September 19th.

09-11-23

Bates Sponsors the 2023 MTRA Annual School and Conference

Join Bates Group at the 2023 Money Transmitter Regulators Association (MTRA) Annual School and Conference - September 11-14 in Portland, OR.

09-11-23

Join Bates at the SIFMA C&L Regional Seminar Charlotte - Monday, September 11, 2023

Join Bates leaders and experts at the SIFMA C&L Society 2023 regional seminar on September 11, 2023, in Charlotte, NC.

08-28-23

Join Bates at the 2023 NAPSA Conference in Boston

Join Bates Group Director and Expert Joe Thomas at the 2023 National Adult Protective Services Association (NAPSA) Conference. August 28-30, 20203 in Boston, MA.

08-15-23

Live Webinar - Asset Custody: Regulations and Best Practices

Join us for an informative live webinar where we will delve into the crucial aspects of managing asset custody, including regulatory requirements, best practices, risk management, and key considerations for businesses. August 15, 2023 @ 2PM ET.

08-02-23

Webinar: How to Make Adverse Media Your Secret Risk Detection Weapon

Join this panel of industry experts as they discuss how firms can deploy adverse media effectively to inform and identify risk. Hosted by ComplyAdvantage and featuring Bates Managing Director Brandi Reynolds.

07-26-23

Join Bates for the MSBA Lunch & Learn Series on MTMA implementation - July 19 & July 26

Join the MSBA and experts from Bates Group, McClinchey, and Orrick as they discuss the Money Transmission Model Act from an implementation perspective. July 19th and 26th, 2023, at 2 p.m. ET.

07-19-23

Webinar - Risk Assessments: The Compliance Officer’s Trusty Sidekick!

Join experts from Bates Group, Gusto, TRM Labs, and FirstBank for this informative webinar on compliance and risk management.

06-22-23

Bates is a Proud Sponsor of the Carolinas RIA Summit, June 22, 2023 in Charlotte, NC

Bates is a proud sponsor and exhibitor at the Carolinas RIA Summit, June 22, 2023 in Charlotte, NC. Presented by Portfolio Summits.

06-20-23

Webinar - Managing Risk: What Your Banks Want You to Know

Join experts from Bates Group, Circle, Cross River, and Veritex Community Bank for a new webinar "Managing Risk: What Your Banks Want You to Know." June 20, 2023 from 12 - 1 p.m. ET.

06-14-23

NYCLA Live CLE Webinar: How To Handle a Securities Regulatory Investigation - Wednesday, June 14, 2023

How you handle a FINRA investigation is critical, and being uninformed or ill-prepared could lead to significant consequences for your client. Join this upcoming webinar from NYCLA for a discussion of best practices, common pitfalls to avoid, ethical obligations, and FINRA investigation priorities for 2023.