News & Events – Events

Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.

Bates Compliance leader Brandi Reynolds will be attending ACAMS Assembly Hollywood, April 8-10 in Hollywood, FL.

Bates Group practice leaders Alex Russell and Rhonda Davis are featured as speakers at the SIFMA 2024 Chief Risk Officers' Roundtable, April 4-5 in Chicago. Bates is a proud sponsor.

Bates is a proud sponsor of the 2024 SIFMA C&L Annual Seminar, March 17-20, 2024 in Orlando, Florida.

Meet Bates Compliance leaders at the 2024 IAA Investment Advisor Compliance Conference, March 6-8, 2024 in Washington, D.C. Managing Direcctor Kurt Wachholz is a featured speaker.

Bates is a proud sponsor of the 2024 IBDC/RIAC Annual Risk Management Conference, March 4-6, 2024 in San Diego, California. Bates cybersecurity expert Patrick Cox will be speaking.

Attending ETH in Denver? Bates Managing Consultant John Ashley is available meet with you to discuss the top issues and concerns for the blockchain community.

Meet Bates Compliance Director Matt Summers at the NMLS 2024 Annual Conference & Training, February 13, 2024 – February 16, 2024 in San Antonio, TX. This virtual and in-person event will address the latest in NMLS user and regulatory compliance issues.

Bates Compliance Managing Director Rhonda Davis will be peaking on this insightful webinar on December 12, 2023. Sponsored by InvestorCOM

Bates Expert Rob Ayers will be speaking at the Decmber 6, 2024 CrossTech Virtual Roundtable (VRT) titled "FedNow's Instant Effect: Cross-Border Payment Dynamics."

Join us for the Annual Greensfelder Securities Symposium November 15th. Bates Cybersecurity expert Patrick Cox will be speaking on the AI panel.

Join Bates at CrossTech World 2023, November 14-16, 2023 in Hollywood, Florida

Bates Expert Patrick Cox will be speaking on IBDC's upcoming Cybersecurity Webinar November 8th, 2023.

Join Bates leaders Jennifer Stout and Hank Sanchez at the SIFMA C&L Forum, Friday, November 3rd in St. Petersburg, FL. Co-hosted by the FSDA.

Bates is a proud sponsor of the Florda Securities Dealers Association's (FSDA) 90th Anniversary Celebration, Thursday, November 2, 2023.

Bates Director Michael Lindemann will be at the Money 20/20 conference Oct. 22-25 in Las Vegas.

Bates is proud to be a sponsor of the 5th annual Raymond James Valor golf outing, Saturday, October 28th.